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@hani.co.kr · 2 hours

‘홍콩 ELS’ 불완전판매 과징금 3700억…금융위, 대폭 감액 의결

‘홍콩 ELS’ 불완전판매 과징금 3700억…금융위, 대폭 감액 의결
금융위원회가 홍콩 H지수 주가연계증권 불완전판매와 관련해 은행 7곳에 과징금 3619억6000만원, 증권사 6곳에 92억8200만원을 부과하기로 의결했다. 과태료도 은행과 증권사에 각각 17억7800만원, 16억1200만원 부과된다. 금융감독원이 제시한 과징금 약 6000억원보다 약 40% 줄어든 규모다. 금융위는 설명의무 위반 판단은 유...
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