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E-Today
@etoday.co.kr · 9 hours

‘공모주 청약 대행’ 논란 신라자산·제니스투자, 금융투자업 퇴출

‘공모주 청약 대행’ 논란 신라자산·제니스투자, 금융투자업 퇴출
금융당국이 고수익을 보장하며 원리금을 돌려주지 않은 신라자산운용과 제니스투자자문의 금융투자업 인가를 취소했습니다. 두 회사는 실제 업무 미영위, 자기자본 미달 등 다수의 법규 위반이 적발되어 퇴출되었습니다. 금융위원회는 관련 과태료 및 과징금 부과와 함께 임직원 제재도 결정했습니다.
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